Keeval

Sector guide

Licensed premises compliance obligations, explained

16 obligations that are typically legally required, 19 in all — with the legislation, renewal frequency and penalties behind each.

A licensed venue stacks licensing-law duties — the premises licence, its conditions, Challenge 25 — on top of assembly-level fire safety and, wherever food is served, the full kitchen compliance load.

This guide lists the obligations that typically apply to a licensed premises in England & Wales, with the legislation, renewal frequency and penalties for each.

Typically legally required

The duties that generally apply to premises like yours under UK law, with what enforcement can look like.

Age-Restricted Sales Compliance (Challenge 25)

Annual

Licensing Act 2003 (alcohol); Children and Young Persons (Sale of Tobacco etc.) Order 2007; Tobacco and Related Products Regulations 2016

Selling age-restricted goods to under-18s is a criminal offence: underage alcohol sale up to GBP 5,000 (and risk to the premises licence); underage tobacco/vape sale up to GBP 2,500.

DPS & Personal Licence Currency

Ongoing

Licensing Act 2003 (ss.15, 19, 37, 127)

No supply of alcohol may be made without a Designated Premises Supervisor holding a valid personal licence (s.19 mandatory conditions) — supply in breach is a s.136 offence: up to 6 months' imprisonment and an unlimited fine.

EICR (Fixed Wire Testing)

Every 5 years

Electricity at Work Regulations 1989; HSW Act 1974

Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Employers' Liability Insurance

Annual

Employers' Liability (Compulsory Insurance) Act 1969

GBP 2,500 per day without it; GBP 1,000 for not displaying certificate

EPC (Energy Performance Certificate)

Every 10 years

Energy Performance of Buildings Regulations

Unlawful to let with F or G rating; fines vary

Fire Risk Assessment

Annual

Regulatory Reform (Fire Safety) Order 2005; Fire Safety (England) Regulations 2022

Enforced under the RRFSO 2005.

First Aid Needs Assessment

Annual

Health and Safety (First-Aid) Regulations 1981; HSW Act 1974

Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Health & Safety Risk Assessment

Annual

Management of Health & Safety at Work Regulations 1999; HSW Act 1974

Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Legionella Risk Assessment

Every 2 years

HSW Act 1974; COSHH 2002; ACoP L8

Enforced under the HSW Act 1974 and COSHH 2002: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Licence Conditions Compliance Review

Annual

Licensing Act 2003 (ss.136, 51-52, 57)

Operating in breach of licence conditions (hours, noise, CCTV, dispersal…) is a s.136 offence (up to 6 months' imprisonment, unlimited fine) and exposes the licence to review and revocation (ss.51-52).

PAT Testing

Annual

Electricity at Work Regulations 1989; HSW Act 1974

Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Premises Licence

Ongoing

Licensing Act 2003 (ss.26, 136)

Carrying on a licensable activity without/against the licence is an offence (s.136): up to 6 months' imprisonment and an unlimited fine; the licence can also be reviewed and revoked (ss.51-52).

Premises Licence Annual Fee

Annual

Licensing Act 2003 (ss.55(2), 55A); Licensing Act 2003 (Fees) Regulations 2005

Non-payment triggers MANDATORY suspension of the premises licence by the licensing authority (s.55A, after a 21-day grace period) — trading under a suspended licence is a s.136 offence (unlimited fine, up to 6 months).

RIDDOR Reporting

Ongoing

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013; HSW Act 1974

Failure to report is a criminal offence: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

Waste Duty of Care

Ongoing

Environmental Protection Act 1990 s34; Waste (England and Wales) Regulations 2011

Breach of the waste duty of care is a criminal offence: summary conviction a fine; on indictment an unlimited fine.

Written Health & Safety Policy (5+ employees)

Annual

Health and Safety at Work etc. Act 1974 s2(3)

Failure to prepare/revise a written policy where required is an offence under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.

If your premises also has…

Extra duties that switch on with a feature of the building or how you operate.

Gas appliances or a gas boiler

  • Gas Safety Certificate (CP12)Annual
  • Boiler / Heating Servicingbest practiceAnnual

A passenger or goods lift

  • Lift Inspection (LOLER)Every 6 months

Pressure systems (boilers, compressors)

  • Pressure Systems ExaminationAnnual

Computer workstations

  • Display Screen Equipment AssessmentAnnual

A commercial kitchen or food preparation

  • Food Hygiene Rating (EHO Inspection)Annual
  • HACCP / Safer Food Better Business SystemAnnual
  • Allergen Information & PPDS Labelling (Natasha's Law)Annual
  • Food Premises RegistrationOngoing
  • Food Handler Hygiene Training (Level 2)Every 3 years
  • Pest Control Contract (Food Premises)best practiceEvery 3 months

Heavy lifting or moving people

  • Manual Handling Risk AssessmentAnnual

Hazardous substances (COSHH)

  • COSHH Assessment (Hazardous Substances)Annual

Work at height (ladders, roofs)

  • Work at Height Risk AssessmentAnnual

Workplace vehicles or forklifts

  • Forklift / Lifting Equipment Thorough Examination (LOLER)Annual
  • Workplace Transport Risk AssessmentAnnual

Fume or dust extraction (LEV)

  • Local Exhaust Ventilation (LEV) Thorough Examination & TestEvery 14 months

A swimming or spa pool

  • Pool & Spa Water Safety Programme (HSG282 / PWTAG)Annual

A building constructed before 2000

  • Asbestos Management SurveyAnnual

Widely expected, even where not strictly required

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This guide highlights the obligations, frequencies and penalties that typically apply to premises like yours in England & Wales — general information to help you act on your duties, not legal advice and not a definitive statement of your position. You remain the duty-holder; take your own professional advice where you need certainty. Keeval is a trading name of Brenkon Holdings Limited (no. 16987530).