Sector guide
14 obligations that are typically legally required, 16 in all — with the legislation, renewal frequency and penalties behind each.
Retail compliance multiplies with every store: each unit carries its own fire risk assessment, electrical testing and water-hygiene duties — and at the till, trading standards adds age-restricted sales controls that are tested with real underage volunteers.
This guide lists the obligations that typically apply to retail premises in England & Wales, what the law says, how often each renews, and what enforcement can look like across a multi-site estate.
The duties that generally apply to premises like yours under UK law, with what enforcement can look like.
Licensing Act 2003 (alcohol); Children and Young Persons (Sale of Tobacco etc.) Order 2007; Tobacco and Related Products Regulations 2016
Selling age-restricted goods to under-18s is a criminal offence: underage alcohol sale up to GBP 5,000 (and risk to the premises licence); underage tobacco/vape sale up to GBP 2,500.
Food Information Regulations 2014 (EU 1169/2011); Food Information (Amendment) (England) Regulations 2019 (Natasha's Law)
Enforced by local authority EHOs/Trading Standards: improvement notices and, on conviction, an unlimited fine; product withdrawal/recall where unsafe.
Electricity at Work Regulations 1989; HSW Act 1974
Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Employers' Liability (Compulsory Insurance) Act 1969
GBP 2,500 per day without it; GBP 1,000 for not displaying certificate
Energy Performance of Buildings Regulations
Unlawful to let with F or G rating; fines vary
Regulatory Reform (Fire Safety) Order 2005; Fire Safety (England) Regulations 2022
Enforced under the RRFSO 2005.
Health and Safety (First-Aid) Regulations 1981; HSW Act 1974
Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Management of Health & Safety at Work Regulations 1999; HSW Act 1974
Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
HSW Act 1974; COSHH 2002; ACoP L8
Enforced under the HSW Act 1974 and COSHH 2002: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Manual Handling Operations Regulations 1992; HSW Act 1974
Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Electricity at Work Regulations 1989; HSW Act 1974
Enforced under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013; HSW Act 1974
Failure to report is a criminal offence: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Environmental Protection Act 1990 s34; Waste (England and Wales) Regulations 2011
Breach of the waste duty of care is a criminal offence: summary conviction a fine; on indictment an unlimited fine.
Health and Safety at Work etc. Act 1974 s2(3)
Failure to prepare/revise a written policy where required is an offence under the HSW Act 1974: summary conviction an unlimited fine and/or up to 6 months' imprisonment; on indictment an unlimited fine and/or up to 2 years' imprisonment.
Extra duties that switch on with a feature of the building or how you operate.
Gas appliances or a gas boiler
A passenger or goods lift
Pressure systems (boilers, compressors)
Computer workstations
A commercial kitchen or food preparation
Hazardous substances (COSHH)
Work at height (ladders, roofs)
Workplace vehicles or forklifts
Fume or dust extraction (LEV)
A swimming or spa pool
A building constructed before 2000
The full retail list as a one-page PDF — every obligation, frequency and legislation reference. Free, straight to your inbox.
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This guide highlights the obligations, frequencies and penalties that typically apply to premises like yours in England & Wales — general information to help you act on your duties, not legal advice and not a definitive statement of your position. You remain the duty-holder; take your own professional advice where you need certainty. Keeval is a trading name of Brenkon Holdings Limited (no. 16987530).